NISM-Series IX: Merchant Banking Certification Exam Notes
Page 16 Of 79
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Section 15G: Penalty for insider trading, up to ₹25 crore or 3x profits.
Section 15H: Penalty for non-disclosure of share acquisitions/takeovers.
Section 15HA: Penalty for fraudulent trade practices, up to ₹25 crore or 3x profits.
Section 15HB: General penalty for non-specified violations, up to ₹1 crore.
Securities Appellate Tribunal (SAT): Hears appeals against SEBI orders.
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