NISM-Series IX: Merchant Banking Certification Exam Notes
Page 18 Of 79
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SCRA, 1956: Defines securities, regulates stock exchanges and contracts.
SCRA Objectives: Prevent undesirable speculation, regulate securities transactions.
SCRA Section 17A: Requires public issues/listings to comply with SEBI regulations.
SCRA Section 23A: Penalties for failure to furnish information or maintain records.
SCRR, 1957: Provides procedures for stock exchange recognition and listing.
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