NISM-Series IX: Merchant Banking Certification Exam Notes
Page 22 Of 79
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Integrity Maintenance: Merchant bankers must uphold high integrity standards.
Due Diligence: Verify disclosures in offer documents for accuracy and adequacy.
Client Agreements: Must enter agreements with clients specifying obligations.
Confidentiality: Maintain confidentiality of client information unless legally required.
Conflict of Interest: Avoid conflicts and disclose any potential conflicts to clients.
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