NISM-Series IX: Merchant Banking Certification Exam Notes
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Due Diligence Certificate: Furnished to SEBI with offer documents.
Record Keeping: Maintain books of accounts for specified periods.
Disclosure Requirements: Ensure true, fair, and adequate disclosures in offer documents.
Public Offer Management: Lead managers ensure compliance with issue processes.
Underwriting Obligations: Ensure firm arrangements for issue financing.
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