NISM-Series IX: Merchant Banking Certification Exam Notes
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SAT Appeals: Merchant bankers can appeal SEBI orders to SAT within 45 days.
Professional Standards: Set by AIBI for merchant banking practices.
Disclosure of Fees: Transparent reporting of fees charged for services.
Risk Management: Ensure internal controls to mitigate operational risks.
SEBI Circulars: Follow additional guidelines issued by SEBI for compliance.
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