NISM-Series IX: Merchant Banking Certification Exam Notes
Page 34 Of 79
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Syndicate Members: Intermediaries assisting in issue distribution.
Escrow Account: Holds investor funds during the issue process.
ASBA: Application Supported by Blocked Amount for investor applications.
Lock-in Period: Time during which promoters’ shares cannot be sold.
Promoter: Person/entity controlling the issuer company.
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