NISM-Series IX: Merchant Banking Certification Exam Notes
Page 38 Of 79
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Rights Entitlement: Right to subscribe to shares in a rights issue.
Dematerialized Form: Securities held electronically in depositories.
Listing Agreement: Contract between issuer and stock exchange for listing.
Due Diligence: Verification of issuer’s disclosures by merchant bankers.
SEBI ICDR Regulations: Govern issue of capital and disclosure requirements.
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