NISM-Series IX: Merchant Banking Certification Exam Notes
Page 58 Of 79
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Merchant Banker Liability: Accountable for non-compliance in issues.
SEBI Penalties: Apply for false disclosures or process violations.
Offer Document Filing: With ROC, SEBI, and stock exchanges.
Public Comments Period: 7 days for draft offer document.
Allotment Process: Coordinated by merchant banker and registrar.
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