NISM 5B Mutual Fund Foundation Certification Exam Notes

Page 107 Of 121

Go to:

  • Pledge Restrictions: Subject to SEBI and AMC regulations.
  • Transaction Timelines: Ensure prompt processing of investor requests.
  • Unclaimed Amount Transparency: Disclosed in annual reports.
  • Growth Option Suitability: Ideal for long-term wealth creation.
  • Dividend Payout Suitability: Suits income-seeking investors.

NISM 5B Mutual Fund Foundation

MODELEXAM MODELEXAM®