NISM 5B Mutual Fund Foundation Certification Exam Notes

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  • SEBI Regulations: SEBI ensures transparency and investor protection in mutual fund operations.
  • Scheme Information Document (SID): SID outlines the scheme’s objectives, policies, and risks.
  • Investor Convenience: Mutual funds simplify investing through centralized account management.
  • Low Entry Barrier: Mutual funds allow small investments, unlike direct equity portfolios.
  • Passive Management: Index funds and ETFs require minimal active management, lowering costs.

NISM 5B Mutual Fund Foundation

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