NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 27 Of 121
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Fund Accountant: Calculates NAV daily and maintains scheme accounts.
Compliance Officer: Ensures adherence to SEBI regulations and internal policies.
Unit Holder Protection Committee (UHPC): Reviews compliance and educates investors.
Investor Charter: Outlines investor rights and complaint handling procedures.
Trustee Responsibilities: Include reviewing contracts and ensuring investor protection.
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