NISM 5B Mutual Fund Foundation Certification Exam Notes
Page 64 Of 121
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Investment Advisors: Differ from distributors, requiring separate SEBI registration.
Commission Disclosure: SEBI mandates transparency in commission payments.
Direct Plans: Transactions without distributors incur no commission.
Trail Commission: Paid as a percentage of AUM, benefiting from market gains.
Upfront Commission: Paid at the time of investment, subject to SEBI limits.
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