NISM Series VII - Securities Operations & Risk Management Certification Examination Mock Tests

NISM Series 7 SORM Exam

What is SORM Exam?

SORM full form is Securities Operations & Risk Management . This NISM Series 7 exam is a compulsory exam for employees of registered stock-broker / trading member / clearing member in recognized stock exchanges, involved in

  • Assets or funds of investor or clients
  • Redressal of investor grievances,
  • Internal control or risk management
  • Activities having a bearing on operational risk.

Who can write / should write this SORM exam?

  • Approved users (Dealers) of the trading member of a Registered Stock Broker or Trading Member or Clearing Member of a recognized stock exchange.
  • Employees of Stock Brokers and Sub-Brokers in Capital Market Segment
  • Students of all discipline but would be most useful to MBA Finance, B.Com, M.Com, Lecturers, and Professors etc.
  • Anybody having interest in the Capital Market Segment

How to take free mock tests for NISM SORM exam in our website ?

NISM SORM Mock Test how to? https://youtu.be/DmRX3oJRZF0

How to prepare for NISM SORM exam ?

nism.modelexam.in offers NISM SORM Mock Tests based on the latest NISM syllabus

NISM Series 7 Securities Operations & Risk Management Exam Mock Tests

NISM SORM Mock Test

(500 Q & A)

Where can I get NISM SORM Study Material ?

MODELEXAM provides Short Study Guides for NISM SORM exam preparation. Its around 32 pages. Short Notes contains exam oriented important concepts only. Download Here - https://modelexam.in/nism-exams/nism_study_material_simple.html

Where can I get training for NISM SORM exam ?

NISM SORM NISM SORM Training YouTube video class

Where can I get NISM Securities Operations Exam Dates ?

NISM SORM Exam dates

How to do NISM Exam registration ?

NISM exam registration procedure

What topics are covered in NISM SORM syllabus ?

Syllabus Outline for NISM SORM Exam

NISM SORM Syllabus Weightages (Syllabus wise question %)
Unit 1: Introduction to Securities Markets 5%
Unit 2: Market Participants in the Securities Markets 10%
Unit 3: Introduction to Securities Broking Operations 20%
Unit 4: Risk Management 15%
Unit 5: Clearing Process 15%
Unit 6: Settlement Process 15%
Unit 7: Investor Grievances and Arbitration 10%
Unit 8: Other Services Provided by Brokers 10%

Assessment Structure: Exam Pattern for NISM SORM

DURATION 120 Minutes
NO. OF QUESTIONS 100
MAXIMUM MARKS 100
PASS MARK 50
NEGATIVE MARK 25% FOR WRONG ANSWERS
CERTIFICATE VALIDITY 3 YEARS
EXAM FEES Rs 1500/-
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