NISM-Series V-A: Mutual Fund Certification Exam Notes
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Distributors need to pass the NISM certification Examination (NISM-Series- V-A: Mutual Fund Distributors Certification Exam) and register with AMFI
SEBI regulates mutual funds, depositories, custodians and registrars & transfer agents in the country. AMFI is an industry body, but not a self-regulatory organization.
Reserve Bank of India (RBI) regulates the banking system & money markets
Securities and Exchange Board of India (SEBI) regulates the securities markets
Insurance Regulatory and Development Authority of India (IRDAI) regulates the insurance market
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