NISM-Series V-A: Mutual Fund Certification Exam Notes
Page 48 Of 63
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If a folio is jointly held and has nominations, the right of the joint holder will take precedence.
If there are no nominations in the folio, the units are transmitted to the legal successors
General Risk Factors - Liquidity Risk, Interest Rate Risk, Re-investment Risk, Political Risk, Economic Risk, Foreign Currency Risk
Risk related to equity and equity related securities - short selling and Stock Lending, mid-cap and small-cap companies, Dividend, Derivatives
Risks related to debt funds - Reinvestment Risk, Rating Migration Risk, Term Structure of Interest Rates Risk, Credit Risk, floating rate securities, repo transactions in Corporate Bonds, Creation of Segregated portfolio, investments in Securitized Assets
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