NISM Series VI: DOCE Exam Notes

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  • Demat account(s) which hold clients' securities shall be named as "Name of Stock Broker-Client Account".
  • Demat account(s), maintained by the stock broker for depositing securities collateral with the clearing corporation, shall be named as "Name of Stock Broker-Collateral Account".
  • Demat account(s) held for the purpose of settlement would be named as "Name of Stock Broker - Pool account".
  • Bank account(s) held for the purpose of settlement would be named as "Name of Stock Broker - Settlement Account"
  • Unique Client ID or Client Account Number - 16 Digits ID (8 Digit DP ID + 8 Digit Client ID), IN NSDL DP ID starts with IN

NISM Depository Operations

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