NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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SEBI Regulations: Govern PMS operations under 2020 Portfolio Managers Regulations.
Net Worth Requirement: Rs. 5 crore for PMS registration.
Fund Segregation: Client funds and securities held separately.
Disclosure Document: Provided to clients, detailing services and risks.
Client Agreement: Specifies investment terms and manager duties.
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