NISM PMS Distributors ( NISM 21A ) Certification Exam Notes
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Confidentiality: Client information kept confidential, per regulations.
Due Diligence: Enhanced for high-risk clients under PMLA.
SEBI Inspections: Audit PMS operations for compliance.
Client Reporting: Includes performance, fees, and transaction details.
Grievance Redressal: Mechanism includes mediation and arbitration.
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