NISM PMS Distributors ( NISM 21A ) Certification Exam Notes

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  • Regulatory Penalties: Imposed for non-compliance with SEBI rules.
  • Ethical Investing: Aligns with client goals and regulatory standards.
  • PMS Transparency: Achieved through detailed disclosures and audits.
  • Grievance Mechanism Access: Clearly communicated to clients.
  • Regulatory Framework: Ensures fair and ethical PMS operations.

NISM PMS Distributors ( NISM 21A )

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