NISM PMS Distributors ( NISM 21A ) Certification Exam Notes

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  • Direct Onboarding: Allows clients to bypass distributors for PMS access.
  • Operational Efficiency: Achieved through automated order systems.
  • Disclosure to SEBI: Includes client details, fees, and performance data.
  • Exit Load: May apply for early withdrawal, per agreement terms.
  • Custodian Services: Ensure safekeeping of client securities.

NISM PMS Distributors ( NISM 21A )

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