NISM PMS Distributors ( NISM 21A ) Certification Exam Notes

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  • Portfolio Manager Duties: Include accurate record-keeping and reporting.
  • Tax Reporting: Provided to clients for income tax compliance.
  • Client Communication: Regular updates on portfolio status and risks.
  • Regulatory Updates: Portfolio managers comply with SEBI circulars.
  • Investment Limits: Adhere to client-specified or regulatory caps.

NISM PMS Distributors ( NISM 21A )

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