NISM 21B Portfolio Managers Exam Notes
Page 58 Of 168
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Direct Onboarding: Clients invest without distributors.
Distributor Role: Facilitates client acquisition, earns commissions.
Liability in Default: PMS liable for negligence, misconduct.
Grievance Redressal: SCORES platform for complaints.
Regulatory Disclosures: Periodic SEBI reports on performance, AUM.
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