NISM 21B Portfolio Managers Exam Notes

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  • Audit Requirements: Annual performance, compliance audits.
  • Investor Charter: Details services, client rights.
  • Transparency: Disclose fees, conflicts, risks.
  • Client Suitability: Align investments with risk, goals.
  • Performance Reporting: Net/gross returns, benchmarks.

NISM 21B Portfolio Managers

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