NISM 21B Portfolio Managers Exam Notes

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  • Ethical Standards: Integrity, avoid conflicts.
  • Prohibited Activities: Borrowing, speculative trading.
  • Grievance Redressal: SCORES platform for complaints.
  • Regulatory Updates: Compliance with SEBI circulars.
  • Client Segregation: Separate client accounts.

NISM 21B Portfolio Managers

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