NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • DP coordination: Works with RTAs for corporate actions and share transfers.
  • Dematerialisation process: Involves submitting DRF and physical certificates to DPs.
  • Rematerialisation: Conversion of electronic securities back to physical certificates.
  • Trading and settlement: Depository system enables electronic trade settlements.
  • Beneficial Owner Reporting: DPs report investor holdings to depositories and issuers.

NISM RTA Corporate

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