NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

Page 103 Of 136

Go to:

  • Rematerialisation purpose: Investors may prefer physical certificates for specific reasons.
  • Trade settlement cycle: T+1 for most securities, ensuring quick transfers.
  • Beneficial owner data: Includes investor details like PAN, address, and holdings.
  • Corporate action types: Mandatory (e.g., dividends) or voluntary (e.g., rights issues).
  • Reconciliation process: Matches shareholding data across issuer, RTA, and depository.

NISM RTA Corporate

MODELEXAM MODELEXAM®