NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Interim dividend: Dividends declared during the year, in addition to final dividends.
  • Shareholder inspection: Shareholders can inspect company documents and seek legal recourse for mismanagement.
  • Capital reduction: Achieved through buybacks or forfeiture, requiring shareholder approval.
  • SEBI regulations: Govern rights issues and preferential issues to protect shareholder interests.
  • Market risk: Equity investors face potential capital loss due to share price depreciation.

NISM RTA Corporate

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