NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • DR issuance: Requires a custodian bank and depository to issue receipts.
  • FCCB conversion: Converts into equity at a predetermined price, diluting existing shareholders.
  • ETF structure: Holds a basket of securities mirroring an index or sector.
  • Index fund cost: Typically lower fees due to passive management strategy.
  • REIT regulation: Governed by SEBI, ensuring transparency and investor protection.

NISM RTA Corporate

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