NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
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KYC norms: Mandatory for investor identification and anti-money laundering compliance.
Cybersecurity framework: SEBI’s CSCRF strengthens cyber resilience for regulated entities.
Stewardship code: Guides mutual funds and AIFs in corporate governance of investee companies.
Investor awareness: SEBI promotes financial literacy to empower investors.
Regulatory sandbox: Allows testing of innovative financial products in a controlled environment.
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