NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Private placement: Issuing shares to a select group of investors, not the public.
  • Qualified Institutions Placement (QIP): Issuance of shares to QIBs on a private placement basis.
  • Rights issue: Shares offered to existing shareholders to prevent ownership dilution.
  • Employee Stock Options (ESOPs): Shares allotted to employees as part of compensation.
  • Convertible debentures conversion: Debt securities converted into equity shares per terms.

NISM RTA Corporate

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