NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Private placement approval: Requires shareholder approval to issue shares.
  • QIP pricing: Based on SEBI guidelines, often at a discount to market price.
  • Rights issue voluntary: Shareholders can choose to participate or sell rights.
  • ESOP vesting: Employees earn the right to exercise options over time.
  • Convertible bond dilution: Conversion reduces existing shareholders’ ownership.

NISM RTA Corporate

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