NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes

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  • Private placement investors: Include institutional investors and strategic partners.
  • QIP restrictions: Cannot be issued to promoters or related parties.
  • Rights issue process: Involves offer letter and shareholder communication.
  • ESOP taxation: Taxable as perquisite when options are exercised by employees.
  • Convertible bond issuance: Requires detailed disclosures in offer documents.

NISM RTA Corporate

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