NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 70 Of 136
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Private placement documentation: Includes board and shareholder resolutions.
QIP compliance: Adheres to SEBI ICDR and LODR regulations.
Rights issue renounceability: Shareholders can sell rights to other investors.
ESOP allocation: Limited to eligible employees as per company policy.
Convertible bond maturity: Converts or is redeemed at the end of the term.
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