NISM Series II A : Registrars to an Issue and Share Transfer Agents - Corporate Exam Notes
Page 80 Of 136
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Listing agreement: Signed with stock exchanges to meet listing obligations.
SME IPO regulations: Governed by SEBI ICDR with relaxed norms for SMEs.
ASBA eligibility: Available to all investor categories for public issues.
UPI mandate: Single-block, multiple-debit system for efficient fund blocking.
Prospectus approval: Requires SEBI and stock exchange clearance before issuance.
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