Registrar & Transfer Agent (RTA) is an intermediary taking all the responsibilities of the back end process of the various financial and non-financial transactions for corporates and mutual funds.
The RTA undertakes the responsibility of record keeping and maintenance of each and every transaction relevant to the corporate or fund house. Also, the registrar & transfer agent helps investors to get information about corporate actions.
The RTA has 2 distinct roles: a) As a custodian of data: It acts as the repository of information of investor data. b) As a facilitator and enabler of various financial and non-financial transactions: It helps investors in processing of both financial and non-financial transactions.
Market Infrastructure Institutions (MIIs) are those institutions (such as stock exchanges, depositories, clearing corporations etc.) that are systemically important for the country's financial development and serve as the infrastructure necessary for the securities market.
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, (LODR Regulations) provides detailed regulation and guidelines for the listed entities with regards to their listing obligations and disclosure requirements.