RTA Mutual Fund Exam Important Points

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  • Therefore, change of income distribution cum capital withdrawal option is a non-financial transaction and not a financial transaction.
  • In the event of any grievances arising regarding the services of the AMC/ mutual fund scheme, the investors can approach the Investor Service Centre of RTA clearly explaining the service issue that needs to be resolved.
  • If the issue is not redressed, the investor may choose to write an email to the dedicated department or call centre of AMC/RTA. In case, the issue still remains pending, the investor may send an email to the Compliance Officer who will take care of the redressal of the same.
  • Consolidated Account Statement - (CAS) for each calendar month is sent by post/email on or before 10th of the succeeding month provided there has been a financial transaction in the folio in the previous month
  • Switch is a redemption from one scheme & a purchase into another combined into one transaction.

NISM RTA MUTUAL FUND

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