NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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FPI Definition: Foreign entities investing in Indian securities.
Eligibility Criteria: FPIs must meet SEBI’s fit and proper standards.
FPI Categories: Category I (low risk) and Category II (others).
Designated Depository Participant (DDP): Facilitates FPI registration.
Investment Conditions: FPIs adhere to investment limits and restrictions.
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NISM 3A Securities Intermediaries Compliance
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