NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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DDP Obligations: Monitor FPI compliance with regulations.
FPI Registration Fee: Paid to SEBI for processing applications.
KYC Requirements: FPIs submit KYC details via DDPs.
Investment Restrictions: Prohibited in certain securities or sectors.
SEBI Oversight: Monitors FPI activities and compliance.
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NISM 3A Securities Intermediaries Compliance
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