NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Ministry of Corporate Affairs (MCA): Regulates corporate governance and company law compliance.
SEBI Role: Regulates capital, commodities, and futures markets to ensure integrity and investor protection.
RBI Role: Central bank managing monetary policy, banking supervision, and foreign exchange.
IRDAI Role: Regulates and promotes the insurance sector, protecting policyholders.
PFRDA Role: Oversees pension funds to ensure their orderly growth.
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