NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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SAST Regulations: Govern substantial share acquisitions and takeovers.
Bankers to Issue: Manage application money and allotments.
Merchant Banker Obligations: Include disclosures and investor protection.
SAST Disclosure: Report share acquisitions above specified thresholds.
Banker Registration: Requires SEBI approval and infrastructure.
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