NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Merchant Banker Role in Takeovers: Advise on SAST compliance.
SAST Voluntary Offer: Optional offer to acquire additional shares.
Banker Reporting: Submit compliance reports to SEBI.
Merchant Banker Client Protection: Safeguard investor interests.
SAST Disclosure Timelines: Within specified days of acquisition.
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NISM 3A Securities Intermediaries Compliance
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