NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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ICDR Applicability: Governs public and rights issues of securities.
IPO Requirements: Include eligibility, disclosures, and SEBI approval.
Rights Issue: Allows existing shareholders to buy additional shares.
Merchant Banker Role: Advise issuers on ICDR compliance.
Due Diligence: Merchant bankers verify offer document accuracy.
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