NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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SEBI Approval: Required for public and rights issues.
Due Diligence Certificates: Submitted by merchant bankers to SEBI.
Issue Pricing: Based on market demand or fixed price.
ICDR Compliance: Ensures transparency in capital raising.
Rights Issue Timelines: Specified by SEBI circulars.
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NISM 3A Securities Intermediaries Compliance
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