NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Board for Financial Supervision (BFS): RBI committee overseeing financial sector supervision.
BFS Initiatives: Include off-site surveillance, risk-based supervision, and fraud risk management.
IRDAI Mission: Promotes insurance sector growth while protecting policyholders.
ROC Role: Registers companies and ensures compliance with the Companies Act.
EOW Role: Investigates economic offenses like fraud or financial misconduct.
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