NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Disclosure Timelines: Specified for issue-related information.
Trustee Certification: Requires NISM-Series-III-A exam.
KYC Compliance: Align with SEBI KRA regulations.
Record Access: SEBI can access trustee records for inspections.
Trustee Transparency: Disclose services and fees to holders.
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NISM 3A Securities Intermediaries Compliance
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