NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Trustee Registration Validity: Valid until suspended or cancelled.
Investor Data Protection: Trustees implement security measures.
Disclosure of Defaults: Inform holders of issuer defaults.
Trustee Audits: Conducted by SEBI for compliance.
Investor Rights Enforcement: Trustees act on behalf of holders.
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NISM 3A Securities Intermediaries Compliance
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