NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Secondary Market: Provides liquidity through trading and settlement on stock exchanges, involving transactions between investors.
Forex Market: A highly integrated market for exchanging currencies at applicable rates to facilitate international trade.
Credit Market: Involves banks, FIs, and NBFCs providing short, medium, and long-term loans to corporates and individuals.
Insurance Market: Transfers risks from individuals or businesses to insurance companies.
Depositories: Institutions holding securities in electronic form, with investors as beneficial owners, accessed via Depository Participants (DPs).
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NISM 3A Securities Intermediaries Compliance
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