NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Investor Protection: SEBI’s primary focus is safeguarding investor interests.
Market Integrity: SEBI ensures transparency and fairness in market transactions.
RBI Local Boards: Advise on regional issues and represent local banking interests.
BFS Supervision: Oversees banking, non-banking, and financial institutions.
IRDAI Policyholder Protection: Ensures insurance products meet policyholder needs.
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NISM 3A Securities Intermediaries Compliance
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