NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Investor Rights: Access to accurate rating information.
CRA Infrastructure Standards: Meet SEBI requirements.
Conflict Management: Policies to mitigate rating conflicts.
SEBI Guidelines: Govern CRA operations and compliance.
Client KYC Updates: Triggered by changes in entity details.
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NISM 3A Securities Intermediaries Compliance
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