NISM 3A Securities Intermediaries Compliance (Non-Fund) Exam Notes
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Custodian Definition: Entities providing safekeeping and settlement services.
Registration Requirements: Include SEBI approval and net worth.
Net Worth Requirement: Minimum Rs. 50 crores for custodians.
General Obligations: Include safekeeping and record maintenance.
Code of Conduct: Custodians maintain integrity and professionalism.
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NISM 3A Securities Intermediaries Compliance
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